Nse Basics
Issues prior to trading on the NSE
Dealing through NSE trading member/SEBI registered sub-broker
Whom should I approach for buying/selling shares on the NSE?
To buy or sell securities you could approach either:
1. SEBI registered trading member of the NSE, or
2. SEBI registered sub-broker of a trading member of the NSE
Why should I deal only with a trading member of NSE/SEBI registered sub-broker of NSE trading member?
The Exchange can ensure settlement and handle disputes/claims arising out of only those trades which are executed on NSE through registered trading members /registered sub-brokers. Hence for all trades done on NSE through an entity who is not registered, the investor has no recourse through the Exchange in case of non settlement or a claim/dispute arising out of the same.
How do I verify whether the entity is a NSE trading member (TM)/SEBI registered sub-broker?
You may ask the person to furnish documents such as SEBI registration......
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