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corporate goverance

I. Introduction
Thank you and good morning. It's a pleasure to be here with all of you today to discuss the regulation of mutual funds in the United States. In my view, the regulatory scheme governing investment companies is one of the most important areas of the U.S. securities laws. This is because of the tremendous size of the industry that it regulates and the importance of the U.S. fund industry to the financial health of millions of Americ
V. Role of SEC Offices and Divisions
My Division of the SEC, the Division of Investment Management, is responsible for administering and interpreting the provisions of the Investment Company Act. However, we are greatly assisted in efforts to protect investment company investors through the efforts of other Offices and Divisions of the SEC, particularly our Office of Compliance, Inspections and Examinations, the Office of Investor Education and Assistance, and the Division of Enforcement.

A. Office of Compliance,......

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Approximate Word Count: 2297
Approximate Pages: 10 (250 words per double-spaced page)

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